| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-12-22 | - |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-12-22 | 2020-02-18 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-22 | - |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-09-17 | 2017-12-06 |
| Rep | Dealing in futures contracts | 2014-09-17 | 2017-12-06 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Advising on securities | 2014-09-17 | 2017-12-06 |
| Rep | Dealing in securities | 2014-09-17 | 2017-12-06 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-11 |
| Rep | Asset management | 2003-04-01 | 2005-03-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2005-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2014-09-13 |
| Rep | Dealing in securities | 2003-04-01 | 2014-09-13 |
| METRO CAPITAL FUTURES LIMITED | Rep | Asset management | 2003-04-01 | 2005-03-11 |
| Rep | Advising on futures contracts | 2003-04-01 | 2014-09-13 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2014-09-13 |