Personnel Hong Kong SFC License Details (ID 100861)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-07-02	2003-10-30
	Rep	Asset management	2003-07-02	2003-10-30
	Rep	Advising on securities	2003-07-02	2003-11-14
	Rep	Dealing in securities	2003-07-02	2013-10-15
Lee Tat & Company	Rep	Advising on corporate finance	-	2003-07-02
	Rep	Advising on securities	-	2003-07-02
	Rep	Asset management	-	2003-07-02
	Rep	Dealing in securities	-	2003-07-02