Personnel SFC Licences and HKMA Registrations (ID 100868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guochuang Securities Financial Holding Group Co., Limited	Rep	Dealing in securities	2020-11-23	-
	RO	Dealing in securities	2020-05-12	2020-11-12
	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Dealing in securities	2003-04-01	2020-05-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.