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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 100869)
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Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Mr Cheng Hok Wai HK$50k & reprimands Evergreen Securities Ltd and Mr Erik Cheng Ho Yan for repeated breaches of FRRs
SFC, 23-Mar-2005
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People
SFC prosecutes Evergreen Securities Ltd & Mr Cheng Hok Wai for FRR breaches
SFC, 16-Jun-2004
Orgs
People