Ng, Sui Man 吳瑞民

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-25	-
KGI ASIA LIMITED	Rep	Dealing in securities	2019-05-20	2019-10-17
Glory Sun Securities Limited	Rep	Dealing in securities	2011-12-01	2019-05-13
Guochuang Securities Financial Holding Group Co., Limited	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Dealing in securities	2003-04-01	2011-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-25	-
KGI ASIA LIMITED	Rep	Dealing in securities	2019-05-20	2019-10-17
Glory Sun Securities Limited	Rep	Dealing in securities	2011-12-01	2019-05-13
Guochuang Securities Financial Holding Group Co., Limited	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Dealing in securities	2003-04-01	2011-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.