Personnel Hong Kong SFC License Details (ID 100902)

Personnel Hong Kong SFC License Details (ID 100902)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funderstone Futures Limited	Rep	Dealing in futures contracts	2004-07-14	2006-03-27
Funderstone Securities Limited	Rep	Dealing in securities	2004-07-14	2006-03-27
Funderstone Futures Limited	RO	Dealing in futures contracts	-	2004-07-14
	RO	Advising on futures contracts	-	2004-07-15
	RO	Asset management	-	2004-07-15
Funderstone Securities Limited	RO	Dealing in securities	-	2004-07-14
	RO	Advising on corporate finance	-	2004-07-15
	RO	Advising on securities	-	2004-07-15
	RO	Asset management	-	2004-07-15