Personnel Hong Kong SFC License Details (ID 100976)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2011-09-27	2014-07-11
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2007-07-31	2009-07-09
	RO	Advising on corporate finance	-	2004-01-09
	RO	Advising on securities	-	2004-01-09
	RO	Asset management	-	2004-01-09
	RO	Dealing in securities	-	2007-07-31