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Chan, Sum Kiu 陳森橋 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 100977)

Chan, Sum Kiu 陳森橋

SFC ID:AAE154

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC revokes licence of Simon Tam Siu Ki for rat trading and other trading malpractices

SFC, 30-Oct-2003

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SFC reprimands Mr Chan Sum Kiu for failure to verify a client's identity

SFC, 30-Oct-2003

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People