Personnel Hong Kong SFC License Details (ID 100978)

Personnel Hong Kong SFC License Details (ID 100978)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Huijin Securities Limited	RO	Advising on securities	2018-05-23	2018-11-06
	RO	Dealing in securities	2018-05-23	2018-11-06
Lapland Securities Limited	Rep	Advising on securities	2017-06-23	2018-04-23
	Rep	Dealing in securities	2017-06-23	2018-04-23
Prime China Securities Limited	RO	Advising on securities	2016-09-02	2017-06-15
	RO	Dealing in securities	2016-09-02	2017-06-15
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-06-29	2014-03-21
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-10-06	2012-03-02
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2004-03-25	2010-10-01