| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2018-08-24 | 2018-08-24 |
| Rep | Dealing in futures contracts | 2018-08-24 | 2018-08-24 |
| RO | Advising on futures contracts | 2018-08-24 | 2019-02-24 |
| RO | Dealing in futures contracts | 2018-08-24 | 2019-02-24 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2018-08-24 | 2018-08-24 |
| Rep | Dealing in securities | 2018-08-24 | 2018-08-24 |
| Rep | Leveraged foreign exchange trading | 2018-08-24 | 2018-08-24 |
| RO | Advising on securities | 2018-08-24 | 2019-02-24 |
| RO | Dealing in securities | 2018-08-24 | 2019-02-24 |
| RO | Leveraged foreign exchange trading | 2018-08-24 | 2019-03-08 |
| Delta Asia Wealth Management Limited | Rep | Advising on securities | 2018-08-24 | 2018-08-24 |
| Rep | Asset management | 2018-08-24 | 2018-08-24 |
| RO | Advising on securities | 2018-08-24 | 2019-02-24 |
| RO | Asset management | 2018-08-24 | 2019-02-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-08 | 2008-09-06 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-10-13 |
| Rep | Advising on securities | - | 2004-10-13 |
| Rep | Asset management | - | 2004-10-13 |
| Rep | Dealing in securities | - | 2005-04-07 |