Kwok, Kai Yan 郭啟恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG TAK SECURITIES (H.K.) COMPANY LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-09-21
	RO	Advising on securities	2003-04-01	2004-09-21
	RO	Asset management	2003-04-01	2004-09-21

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG TAK SECURITIES (H.K.) COMPANY LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-09-21
	RO	Advising on securities	2003-04-01	2004-09-21
	RO	Asset management	2003-04-01	2004-09-21