Personnel Hong Kong SFC License Details (ID 101046)

Personnel Hong Kong SFC License Details (ID 101046)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2005-11-15	2007-03-31
	RO	Asset management	2005-09-21	2007-03-31
	RO	Dealing in securities	2005-09-21	2007-03-31
	Rep	Asset management	2005-06-01	2005-09-21
	Rep	Dealing in securities	2005-06-01	2005-09-21
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Dealing in securities	2004-03-18	2004-08-06
	Rep	Advising on corporate finance	-	2004-08-06
	Rep	Advising on futures contracts	-	2004-08-06
	Rep	Advising on securities	-	2004-08-06
	Rep	Asset management	-	2004-08-06