| PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-04 | 2022-06-02 |
| IBTS ASIA (HK) LIMITED | Rep | Advising on securities | 2011-10-26 | 2014-01-30 |
| Rep | Dealing in securities | 2011-10-26 | 2014-01-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-01 | 2011-01-22 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-01 | 2011-01-22 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-12-01 | 2008-11-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-01 | 2008-11-01 |
| Rep | Dealing in securities | 2006-12-01 | 2008-11-01 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | - | 2004-05-19 |
| Rep | Advising on securities | - | 2004-05-19 |
| Rep | Asset management | - | 2004-05-19 |
| Rep | Providing automated trading services | - | 2004-05-19 |
| Rep | Dealing in securities | - | 2005-12-30 |