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Roque, Richard S. 羅禮全 Hong Kong SFC License Details (ID 101076)
Roque, Richard S. 羅禮全
SFC ID:
AAF070
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SA Capital Limited (HK)
RO
Advising on corporate finance
-
2007-01-31
RO
Advising on securities
-
2007-01-31
RO
Asset management
-
2007-04-24