Personnel Hong Kong SFC License Details (ID 101094)

Personnel Hong Kong SFC License Details (ID 101094)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-10-05	2022-05-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-10-05	2022-05-15
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-02	2020-06-04
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-02	2020-06-04
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-04-18
	Rep	Dealing in securities	2011-09-22	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-09-22	2019-04-18
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Dealing in futures contracts	-	2011-07-05
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2011-07-05
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-16
	Rep	Advising on securities	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Dealing in securities	-	2011-07-05