Personnel Hong Kong SFC License Details (ID 101099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-09-11	2005-10-05
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2003-09-03	2004-04-30
	RO	Advising on corporate finance	-	2003-09-03
	RO	Advising on securities	-	2003-09-03
	RO	Asset management	-	2003-09-03
	RO	Dealing in securities	-	2003-09-03