Personnel Hong Kong SFC License Details (ID 101113)

Personnel Hong Kong SFC License Details (ID 101113)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Securities (International) Company Limited	RO	Dealing in securities	2009-07-23	2011-02-15
GRAND CAPITAL ASIA LIMITED	RO	Dealing in securities	2008-05-13	2008-10-06
Success Securities Limited	Rep	Dealing in securities	2007-06-26	2008-05-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Advising on securities	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Providing automated trading services	-	2004-01-13
	Rep	Dealing in securities	-	2007-05-22