Personnel Hong Kong SFC License Details (ID 101114)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2005-06-16	2009-05-30
	Rep	Asset management	2005-06-16	2009-05-30
	Rep	Dealing in securities	2005-06-16	2009-05-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2004-08-10	2005-06-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2005-06-14
	Rep	Asset management	-	2005-06-14