| EverShine International Securities Limited | RO | Dealing in securities | 2021-07-22 | 2025-01-10 |
| UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-07-22 | - |
| RO | Asset management | 2021-07-22 | - |
| EverShine International Securities Limited | Rep | Dealing in securities | 2021-07-13 | 2021-07-22 |
| UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-07-13 | 2021-07-22 |
| Rep | Asset management | 2021-07-13 | 2021-07-22 |
| INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2020-07-03 | 2021-06-30 |
| RO | Advising on securities | 2020-07-03 | 2021-06-30 |
| RO | Asset management | 2020-07-03 | 2021-06-30 |
| RO | Dealing in securities | 2020-07-03 | 2021-06-30 |
| Rep | Advising on futures contracts | 2019-05-16 | 2020-07-03 |
| Rep | Advising on securities | 2019-05-16 | 2020-07-03 |
| Rep | Asset management | 2019-05-16 | 2020-07-03 |
| Rep | Dealing in securities | 2019-05-16 | 2020-07-03 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-06 | 2019-04-29 |
| WING FUNG SECURITIES LIMITED | Rep | Advising on futures contracts | 2018-10-12 | 2019-04-29 |
| Rep | Advising on securities | 2018-10-12 | 2019-04-29 |
| Rep | Asset management | 2018-10-12 | 2019-04-29 |
| Rep | Dealing in securities | 2018-10-12 | 2019-04-29 |
| INVESTPORT (H.K.) LIMITED | Rep | Advising on futures contracts | 2017-07-27 | 2018-10-04 |
| Rep | Advising on securities | 2017-07-27 | 2018-10-04 |
| Rep | Asset management | 2017-07-27 | 2018-10-04 |
| Rep | Dealing in securities | 2017-07-27 | 2018-10-04 |
| BOCOM International Securities Limited | Rep | Advising on futures contracts | 2015-08-11 | 2015-09-14 |
| Rep | Advising on securities | 2015-08-11 | 2015-09-14 |
| Rep | Dealing in futures contracts | 2015-08-11 | 2015-09-14 |
| Rep | Dealing in securities | 2015-08-11 | 2015-09-14 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2013-06-10 | 2013-07-09 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2013-06-10 | 2013-07-09 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2013-06-10 | 2013-07-09 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-03 | 2013-07-09 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-03 | 2013-07-09 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-17 | 2010-04-14 |
| Rep | Dealing in securities | 2009-08-10 | 2010-04-14 |