| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-12-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-29 | 2010-12-01 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-18 |
| Rep | Advising on securities | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in securities | - | 2010-12-01 |