| Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2011-11-16 | 2013-08-31 |
| RO | Dealing in securities | 2011-11-16 | 2013-08-31 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2011-11-16 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-10-31 | 2011-11-16 |
| Rep | Dealing in securities | 2011-09-26 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-09-26 | 2011-11-16 |
| Manulife Investment Management (Hong Kong) Limited | RO | Advising on futures contracts | 2005-04-27 | 2010-05-13 |
| RO | Advising on securities | 2005-04-27 | 2010-05-13 |
| RO | Asset management | 2005-04-27 | 2010-05-13 |
| Rep | Advising on corporate finance | - | 2004-06-14 |
| Rep | Dealing in securities | - | 2004-06-14 |
| Rep | Advising on futures contracts | - | 2005-04-27 |
| Rep | Advising on securities | - | 2005-04-27 |
| Rep | Asset management | - | 2005-04-27 |