| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-20 | 2006-11-30 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-12-20 | 2006-11-30 |
| Rep | Dealing in securities | 2005-12-20 | 2006-11-30 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-12-08 | 2005-12-17 |
| Rep | Dealing in futures contracts | 2004-12-08 | 2005-12-17 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | - | 2003-06-18 |
| Rep | Advising on futures contracts | - | 2005-09-30 |
| Rep | Dealing in futures contracts | - | 2005-09-30 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-02-17 |
| Rep | Asset management | - | 2004-02-17 |
| Rep | Advising on securities | - | 2005-12-17 |
| Rep | Dealing in securities | - | 2005-12-17 |