| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Patrons Capital Limited | RO | Dealing in securities | 2024-12-23 | - |
| RO | Advising on corporate finance | 2023-01-16 | - | |
| Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2017-09-22 | 2021-09-13 |
| RO | Dealing in securities | 2017-09-22 | 2021-09-13 | |
| Rep | Advising on corporate finance | 2017-07-07 | 2017-09-22 | |
| Rep | Dealing in securities | 2017-07-07 | 2017-09-22 | |
| CGS International Securities Hong Kong Limited | RO | Dealing in securities | 2016-05-27 | 2017-06-27 |
| RO | Advising on corporate finance | 2011-04-01 | 2017-06-27 | |
| Rep | Advising on corporate finance | 2010-12-03 | 2011-04-01 | |
| Rep | Dealing in securities | 2010-12-03 | 2016-05-27 | |
| ABCI Securities Company Limited | RO | Advising on corporate finance | 2003-04-01 | 2010-09-18 |
No HKMA registrations in the collected records.