Personnel Hong Kong SFC License Details (ID 101256)

Personnel Hong Kong SFC License Details (ID 101256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY SECURITIES LIMITED	RO	Dealing in securities	2005-02-22	2008-08-12
	Rep	Dealing in securities	2005-02-07	2005-02-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in futures contracts	-	2005-02-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in securities	-	2005-02-01