Personnel Hong Kong SFC License Details (ID 101263)

Personnel Hong Kong SFC License Details (ID 101263)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2007-03-01	2010-03-11
	Rep	Dealing in futures contracts	2007-03-01	2010-03-11
	Rep	Dealing in securities	2007-03-01	2010-03-11
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2006-06-06	2006-12-11
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-06-06	2006-12-11
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2006-06-06	2006-12-11
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-06-06	2006-12-11
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2006-06-06	2006-12-11