Personnel Hong Kong SFC License Details (ID 10134)

Personnel Hong Kong SFC License Details (ID 10134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Capital Investment Management Limited	Rep	Advising on securities	2008-01-25	-
	Rep	Asset management	2007-10-30	-
	Rep	Dealing in securities	2007-10-30	-
CC Finance Limited	RO	Advising on corporate finance	2006-04-20	2024-12-31
	RO	Advising on securities	2006-04-20	2024-12-31
	RO	Dealing in securities	2006-04-20	2024-12-31
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2003-04-01	2004-07-30
	RO	Advising on corporate finance	2003-04-01	2007-04-10
	RO	Dealing in securities	2003-04-01	2007-04-10