| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vision Capital Investment Management Limited | Rep | Advising on securities | 2008-01-25 | - |
| Rep | Asset management | 2007-10-30 | - | |
| Rep | Dealing in securities | 2007-10-30 | - | |
| CC Finance Limited | RO | Advising on corporate finance | 2006-04-20 | 2024-12-31 |
| RO | Advising on securities | 2006-04-20 | 2024-12-31 | |
| RO | Dealing in securities | 2006-04-20 | 2024-12-31 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | Advising on securities | 2003-04-01 | 2004-07-30 |
| RO | Advising on corporate finance | 2003-04-01 | 2007-04-10 | |
| RO | Dealing in securities | 2003-04-01 | 2007-04-10 |
No HKMA registrations in the collected records.