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Lo, Wai Man (SFC:AAH824) 盧惠文 Hong Kong SFC License Details (ID 101346)
Lo, Wai Man (SFC:AAH824) 盧惠文
SFC ID:
AAH824
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
DaoKou Securities Limited
RO
Advising on corporate finance
-
2004-09-13
RO
Advising on securities
-
2004-09-13
RO
Asset management
-
2004-09-13
RO
Dealing in securities
-
2014-04-13