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Shum, Yiu Kai 岑堯階 Hong Kong SFC License Details (ID 101347)
Shum, Yiu Kai 岑堯階
SFC ID:
AAH828
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DaoKou Securities Limited
RO
Advising on corporate finance
-
2004-09-13
RO
Advising on securities
-
2004-09-13
RO
Asset management
-
2004-09-13
RO
Dealing in securities
-
2014-04-13