| Planetree Securities Limited | RO | Dealing in securities | 2026-05-22 | - |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2026-03-06 | - |
| Planetree Research Limited | RO | Advising on securities | 2026-03-06 | - |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2026-01-26 | 2026-03-06 |
| Planetree Research Limited | Rep | Advising on securities | 2026-01-26 | 2026-03-06 |
| Planetree Securities Limited | Rep | Dealing in securities | 2026-01-26 | 2026-05-22 |
| ASA SECURITIES LIMITED | RO | Advising on securities | 2024-07-02 | 2025-08-21 |
| RO | Dealing in securities | 2024-07-02 | 2025-08-21 |
| Rep | Advising on securities | 2022-06-09 | 2024-07-02 |
| Rep | Dealing in securities | 2022-06-09 | 2024-07-02 |
| Encap (Global) Asset Management Limited | Rep | Asset management | 2022-06-09 | 2024-06-30 |
| Pulun International Asset Management Limited | RO | Asset management | 2019-12-19 | 2021-12-31 |
| Rep | Asset management | 2018-06-29 | 2019-12-19 |
| Pulun International Securities Limited | RO | Advising on securities | 2016-12-05 | 2021-12-31 |
| RO | Dealing in securities | 2016-12-05 | 2021-12-31 |
| Sprout Asset Management (Asia) Limited | RO | Advising on securities | 2014-12-08 | 2016-06-07 |
| RO | Asset management | 2014-12-08 | 2016-06-07 |
| RO | Dealing in securities | 2014-12-08 | 2016-06-07 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | Asset management | 2013-12-05 | 2014-11-15 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-07-11 | 2014-11-15 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | Advising on securities | 2013-06-19 | 2014-11-15 |
| RO | Dealing in securities | 2013-06-19 | 2014-11-15 |
| Rep | Advising on securities | 2013-05-15 | 2013-06-19 |
| Rep | Dealing in securities | 2013-05-15 | 2013-06-19 |
| XinKong International Asset Management Limited | RO | Asset management | 2012-07-06 | 2012-12-31 |
| XinKong International Securities Limited | RO | Advising on securities | 2012-07-05 | 2012-12-31 |
| RO | Dealing in securities | 2012-07-05 | 2012-12-31 |
| AMBITION SECURITIES CO. LIMITED | RO | Dealing in securities | 2010-12-28 | 2012-03-31 |
| CASH Wealth Management Limited | RO | Advising on securities | 2010-03-18 | 2010-07-31 |
| RO | Asset management | 2010-03-18 | 2010-07-31 |
| Rep | Advising on securities | 2009-08-28 | 2010-03-18 |
| Rep | Asset management | 2009-08-28 | 2010-03-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-14 | 2010-07-31 |
| CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2008-09-30 | 2009-07-31 |
| Mage Securities Limited | Rep | Dealing in securities | 2008-05-01 | 2008-08-31 |
| RO | Advising on securities | 2008-03-27 | 2008-08-31 |
| RO | Asset management | 2008-03-27 | 2008-08-31 |
| RO | Dealing in securities | 2006-11-17 | 2008-05-01 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-13 | 2006-09-27 |
| Waton Securities International Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-12-21 |
| RO | Advising on securities | 2003-04-01 | 2004-12-21 |
| RO | Asset management | 2003-04-01 | 2004-12-21 |
| RO | Dealing in securities | 2003-04-01 | 2005-01-05 |