Personnel Hong Kong SFC License Details (ID 101404)

Personnel Hong Kong SFC License Details (ID 101404)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
High Nine Asset Management Limited	RO	Asset management	2020-02-25	2024-06-04
Chinese Strategic Asset Management Limited	RO	Advising on securities	2019-04-03	2019-08-30
	RO	Asset management	2019-04-03	2019-08-30
GRAND ALLIANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-06-27	2006-02-13
	Rep	Dealing in securities	2004-05-25	2005-07-12
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-30	2004-05-03
	Rep	Dealing in securities	2003-07-10	2004-05-03
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Dealing in futures contracts	2003-07-10	2003-12-09