| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SUCCESS ADVANCE INVESTMENTS LIMITED | RO | Advising on securities | 2026-03-09 | - |
| RO | Asset management | 2026-03-09 | - | |
| Jin Yi Financial Group Limited | Rep | Advising on securities | 2025-08-13 | 2026-01-28 |
| RO | Asset management | 2025-08-13 | 2026-01-28 | |
| Rep | Dealing in securities | 2025-08-13 | 2026-01-28 | |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2022-03-09 | 2025-02-13 |
| Imagi Brokerage Limited | RO | Advising on securities | 2019-10-11 | 2021-11-15 |
| RO | Advising on securities | 2018-05-25 | 2018-12-25 | |
| RO | Asset management | 2018-05-25 | 2021-11-15 | |
| SEEKERS ADVISORS H.K. LIMITED | RO | Asset management | 2016-06-21 | 2018-05-18 |
| Rep | Asset management | 2016-06-06 | 2016-06-21 | |
| Emperor Asset Management Limited | RO | Asset management | 2012-02-07 | 2016-02-01 |
| Rep | Asset management | 2011-11-24 | 2012-02-07 | |
| Bosen Asset Management Limited | RO | Asset management | 2011-10-13 | 2011-10-31 |
| Redford Asset Management Limited | RO | Asset management | 2009-09-01 | 2011-01-20 |
| Rep | Asset management | 2009-07-28 | 2009-09-01 | |
| PANURGY LIMITED | RO | Asset management | 2007-11-23 | 2008-02-01 |
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-08-24 | 2009-07-16 |
No HKMA registrations in the collected records.