Personnel Hong Kong SFC License Details (ID 101434)

Personnel Hong Kong SFC License Details (ID 101434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capula Investment Management Asia Limited	RO	Asset management	2012-05-11	2013-09-27
	RO	Dealing in securities	2012-05-11	2013-09-27
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2010-08-20	2011-01-27
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2007-09-06	2011-01-27
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2005-08-16	2011-01-27
	RO	Providing automated trading services	-	2011-01-27
	RO	Dealing in securities	-	2011-01-27