Personnel Hong Kong SFC License Details (ID 101464)

Personnel Hong Kong SFC License Details (ID 101464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOU TAK SECURITIES LIMITED	Rep	Dealing in securities	2008-12-01	2009-07-31
BEAR STEARNS ASIA LIMITED	Rep	Advising on futures contracts	2005-12-01	2008-10-01
	Rep	Dealing in futures contracts	2005-12-01	2008-10-01
	Rep	Advising on corporate finance	-	2004-12-13
	Rep	Advising on securities	-	2004-12-13
	Rep	Asset management	-	2004-12-13
	Rep	Providing automated trading services	-	2004-12-13
	Rep	Dealing in securities	-	2008-10-01
BEAR STEARNS HONG KONG LIMITED	Rep	Asset management	-	2004-12-13
	Rep	Advising on futures contracts	-	2008-10-01
	Rep	Dealing in futures contracts	-	2008-10-01