Personnel Hong Kong SFC License Details (ID 101514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Airwallex Capital Hong Kong Limited	RO	Advising on securities	2026-06-30	-
	RO	Asset management	2026-06-30	-
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	RO	Dealing in securities	2024-07-19	2025-09-12
	RO	Advising on securities	2023-03-01	2025-09-12
	RO	Asset management	2023-03-01	2025-09-12
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	RO	Advising on securities	2023-03-01	2025-09-12
	RO	Dealing in securities	2023-03-01	2025-09-12
	Rep	Dealing in securities	2022-12-19	2023-03-01
PIMCO Asia Limited	Rep	Dealing in securities	2016-09-08	2022-09-07
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2013-04-29	2013-06-30
	RO	Dealing in securities	2013-04-29	2015-10-30
	Rep	Advising on securities	2013-03-26	2013-04-29
	Rep	Dealing in securities	2013-03-26	2013-04-29
Bosera Asset Management (International) Co., Limited	RO	Dealing in securities	2011-07-18	2012-11-01
	RO	Advising on securities	2011-06-15	2012-11-01
	Rep	Advising on securities	2011-01-12	2011-06-15
	Rep	Asset management	2011-01-12	2012-11-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2007-08-29	2008-12-08
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on securities	2007-08-29	2008-12-08
	RO	Dealing in securities	2007-08-29	2008-12-08
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2006-10-06	2007-08-29
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2006-10-06	2007-08-29
	Rep	Dealing in securities	2006-10-06	2007-08-29