Personnel Hong Kong SFC License Details (ID 101531)

Personnel Hong Kong SFC License Details (ID 101531)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-05-18	2011-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-10-06	2011-06-01
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2004-01-14	2004-10-06
ABCI Securities Company Limited	Rep	Advising on securities	-	2003-10-29
	Rep	Asset management	-	2003-10-29
	Rep	Providing automated trading services	-	2003-10-29
	Rep	Advising on corporate finance	-	2003-12-31
	Rep	Dealing in securities	-	2003-12-31