Personnel Hong Kong SFC License Details (ID 101537)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bay Area Capital Partners Limited	RO	Advising on securities	2022-07-27	2025-12-31
	RO	Asset management	2022-07-27	2025-12-31
Nobo Capital Management (Hong Kong) Limited	RO	Advising on securities	2020-08-17	2021-04-01
	RO	Asset management	2020-08-17	2021-04-01
VI ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2017-04-20	2019-10-24
	RO	Asset management	2017-04-20	2019-10-24
	RO	Dealing in securities	2017-04-20	2019-10-24
HF Securities and Futures Limited	RO	Dealing in futures contracts	2016-12-29	2017-04-12
	Rep	Dealing in futures contracts	2016-10-28	2016-12-29
	Rep	Dealing in securities	2016-10-28	2017-04-12
HF Asset Management Limited (HK)	RO	Asset management	2015-03-03	2017-04-12
MANGO FINANCIAL LIMITED	RO	Dealing in securities	2014-11-25	2015-01-20
	Rep	Dealing in securities	2014-10-17	2014-11-25
CSC FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2013-07-12	2014-08-31
	Rep	Dealing in futures contracts	2013-04-12	2013-07-12
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-04-12	2014-08-31
Glory Sun Securities Limited	RO	Dealing in futures contracts	2012-12-04	2013-04-01
	RO	Dealing in securities	2012-12-04	2013-04-01
China Jianxin Financial Services Limited	RO	Advising on securities	2010-05-10	2012-11-16
	RO	Dealing in securities	2009-11-18	2012-11-16
GET NICE ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-12-07
	Rep	Advising on securities	-	2004-12-07
	Rep	Asset management	-	2009-11-14
GET NICE FUTURES COMPANY LIMITED	RO	Asset management	-	2004-11-25
	RO	Advising on futures contracts	-	2009-11-14
	RO	Dealing in futures contracts	-	2009-11-14
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-11-25
	Rep	Asset management	-	2005-12-07
	Rep	Advising on securities	-	2009-11-14
	Rep	Dealing in securities	-	2009-11-14