| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-08-07 | 2010-02-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-02-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2003-08-01 |
| Rep | Asset management | - | 2003-08-01 |
| Rep | Dealing in futures contracts | - | 2010-02-01 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-08-01 |
| Rep | Asset management | - | 2003-08-01 |
| Rep | Dealing in futures contracts | - | 2010-02-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | - | 2003-08-01 |
| RO | Advising on securities | - | 2003-08-01 |
| RO | Asset management | - | 2003-08-01 |
| RO | Providing automated trading services | - | 2003-09-02 |
| RO | Dealing in securities | - | 2010-02-01 |