Personnel Hong Kong SFC License Details (ID 101564)

Personnel Hong Kong SFC License Details (ID 101564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	Rep	Advising on futures contracts	2008-08-05	2009-06-01
	Rep	Dealing in futures contracts	2008-08-05	2009-06-01
	Rep	Dealing in securities	2008-08-05	2009-06-01
BEA Union Investment Management Limited	Rep	Asset management	2007-10-29	2007-12-11
	Rep	Dealing in securities	2006-08-17	2007-12-11
ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2006-06-19	2007-12-11
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-02-27
	Rep	Advising on securities	-	2004-02-27
	Rep	Dealing in securities	-	2006-06-17