| Cynosure Asset Management Hong Kong Limited | RO | Asset management | 2010-08-04 | 2011-04-26 |
| RO | Advising on securities | 2010-05-18 | 2011-04-26 |
| RO | Dealing in securities | 2010-05-18 | 2011-04-26 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2009-01-01 |
| Rep | Dealing in securities | 2007-09-12 | 2009-01-01 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-03-01 | 2008-03-03 |
| Rep | Dealing in securities | 2006-02-01 | 2008-03-03 |
| China Reserve Securities Limited | Rep | Dealing in securities | 2005-02-17 | 2006-01-13 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-09-22 | 2005-02-16 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-22 | 2005-02-16 |
| CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-08-08 |
| Rep | Asset management | - | 2003-08-08 |
| Rep | Dealing in futures contracts | - | 2003-08-11 |
| CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-08-08 |
| Rep | Advising on securities | - | 2003-08-08 |
| Rep | Asset management | - | 2003-08-08 |
| Rep | Providing automated trading services | - | 2003-08-08 |
| Rep | Dealing in securities | - | 2003-08-11 |