Personnel Hong Kong SFC License Details (ID 101629)

Personnel Hong Kong SFC License Details (ID 101629)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VEDA CAPITAL LIMITED (HK)	Rep	Advising on corporate finance	2008-12-30	2009-12-31
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Asset management	2007-04-02	2007-10-02
	Rep	Advising on securities	2006-12-04	2007-10-02
	Rep	Dealing in securities	2006-12-04	2007-10-02
EVOLUTION ASIA INVESTMENTS LIMITED	Rep	Advising on corporate finance	2003-07-21	2005-07-14
	Rep	Dealing in securities	2003-07-21	2005-07-14
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-07-18
	Rep	Advising on securities	-	2003-07-18
	Rep	Asset management	-	2003-07-18
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-07-18
	Rep	Advising on securities	-	2003-07-18
	Rep	Asset management	-	2003-07-18
	Rep	Providing automated trading services	-	2003-07-18
	Rep	Dealing in securities	-	2003-07-18