Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 101662)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
DL BROKERAGE LIMITED
Rep
Advising on corporate finance
-
2003-10-30
Rep
Asset management
-
2003-10-30
Rep
Advising on securities
-
2004-03-03
Rep
Dealing in securities
-
2021-12-31