Luk, Caesar Man Wa 陸文華 SFC Licences and HKMA Registrations (ID 101667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LIGHT &AMP; SALT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2014-09-10	-
Partner Fund Management (Asia), Limited	RO	Asset management	2011-07-08	2011-11-25
RAB CAPITAL (ASIA) LIMITED	RO	Dealing in securities	2008-04-17	2010-10-20
	RO	Advising on futures contracts	2007-09-28	2010-10-20
	RO	Advising on securities	2007-09-28	2010-10-20
	RO	Asset management	2007-09-28	2010-10-20
PI INVESTMENT MANAGEMENT LIMITED	RO	Advising on futures contracts	2003-04-01	2007-09-28
	RO	Advising on securities	2003-04-01	2007-09-28
	RO	Asset management	2003-04-01	2007-09-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.