| KVV Capital Limited | RO | Advising on securities | 2022-01-31 | 2026-07-31 |
| RO | Asset management | 2022-01-31 | 2026-07-31 |
| Alaya Capital Limited | RO | Advising on securities | 2018-08-07 | 2021-03-08 |
| RO | Asset management | 2018-08-07 | 2021-03-08 |
| CMBC International Securities Limited | RO | Advising on securities | 2016-11-30 | 2017-05-02 |
| RO | Dealing in securities | 2016-11-30 | 2017-05-02 |
| QUAM ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-04-19 | 2016-05-15 |
| Rep | Asset management | 2016-02-23 | 2016-04-19 |
| Rep | Advising on securities | 2016-02-23 | 2016-05-15 |
| Quam Securities Limited | Rep | Advising on securities | 2016-02-23 | 2016-05-15 |
| Rep | Dealing in futures contracts | 2016-02-23 | 2016-05-15 |
| Rep | Dealing in securities | 2016-02-23 | 2016-05-15 |
| INFINITI INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-07-24 | 2008-12-01 |
| RO | Advising on securities | 2008-07-24 | 2008-12-01 |
| RO | Asset management | 2008-07-24 | 2013-08-31 |
| RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2007-05-03 | 2008-05-01 |
| Rep | Dealing in securities | 2007-05-03 | 2008-05-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-31 | 2006-06-14 |
| Rep | Dealing in securities | 2005-08-08 | 2006-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | - | 2005-01-25 |
| Rep | Advising on corporate finance | - | 2005-03-23 |
| Rep | Advising on securities | - | 2005-03-23 |
| Rep | Providing automated trading services | - | 2005-03-23 |
| Rep | Dealing in securities | - | 2005-07-20 |