Personnel Hong Kong SFC License Details (ID 10167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pulun International Capital Limited	RO	Advising on corporate finance	2026-02-06	-
	Rep	Advising on corporate finance	2026-01-29	2026-02-06
Pulun International Securities Limited	Rep	Advising on securities	2026-01-29	-
ZHEN XIN GLOBAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-08-20	2025-11-30
	RO	Asset management	2025-08-20	2025-11-30
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2020-09-22	2024-11-30
	RO	Asset management	2020-04-23	2024-11-30
	RO	Advising on corporate finance	2018-10-04	2024-11-30
	Rep	Advising on corporate finance	2018-09-06	2018-10-04
QH Asset Management Company Limited	RO	Advising on securities	2017-03-22	2018-08-31
	RO	Asset management	2017-03-22	2018-08-31
QH CAPITAL LIMITED	RO	Advising on corporate finance	2017-01-20	2018-08-31
	RO	Advising on securities	2017-01-20	2018-08-31
	Rep	Advising on securities	2016-12-16	2017-01-20
Qiao Group Limited	RO	Advising on securities	2015-09-09	2016-12-15
	RO	Asset management	2015-09-09	2016-12-15
	Rep	Advising on securities	2015-08-06	2015-09-09
	Rep	Asset management	2015-08-06	2015-09-09
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2011-06-09	2015-06-03
	RO	Dealing in securities	2011-06-09	2015-06-03
	Rep	Dealing in securities	2011-05-06	2011-06-09
WINTECH SECURITIES LIMITED	Rep	Dealing in securities	2008-05-26	2011-05-01
CSC FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2006-09-19	2008-05-20
CSC SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2006-09-19	2008-05-20
	RO	Dealing in securities	2006-09-19	2008-05-20
	Rep	Dealing in securities	2006-08-22	2006-09-19
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-04-12	2006-08-04
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2005-11-17	2006-04-01
	RO	Dealing in securities	2005-11-17	2006-04-01
Public Financial Securities Limited	RO	Dealing in securities	2004-12-03	2005-06-03
CSC SECURITIES (HK) LIMITED	RO	Dealing in securities	2004-01-08	2004-06-16
	RO	Dealing in futures contracts	2003-12-29	2004-06-16
CSC FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2003-09-10	2004-06-16
	Rep	Dealing in futures contracts	2003-09-08	2003-09-10
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-09-08	2004-01-08
KuCoin Commodity Futures Limited	RO	Dealing in futures contracts	2003-04-01	2003-09-08
KuCoin HK Limited	Rep	Advising on corporate finance	2003-04-01	2003-09-08
	Rep	Advising on securities	2003-04-01	2003-09-08
	Rep	Asset management	2003-04-01	2003-09-08
	Rep	Dealing in securities	2003-04-01	2003-09-08