Wong, Sai Wo 王世和

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-06-12	2006-07-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-12	2006-07-26
UOB KAY HIAN (HONG KONG) LIMITED	RO	Dealing in securities	2005-03-11	2006-06-12
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2005-03-11	2006-06-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-13	2005-03-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-13	2005-03-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	RO	Dealing in futures contracts	2003-10-28	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2003-10-28	2004-12-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in futures contracts	-	2003-10-28
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in securities	-	2003-10-28

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-06-12	2006-07-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-12	2006-07-26
UOB KAY HIAN (HONG KONG) LIMITED	RO	Dealing in securities	2005-03-11	2006-06-12
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2005-03-11	2006-06-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-13	2005-03-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-13	2005-03-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	RO	Dealing in futures contracts	2003-10-28	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2003-10-28	2004-12-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in futures contracts	-	2003-10-28
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in securities	-	2003-10-28