Personnel Hong Kong SFC License Details (ID 101717)

Personnel Hong Kong SFC License Details (ID 101717)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2007-07-27	2007-11-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-04-11	2007-06-30
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Dealing in securities	2004-11-17	2005-04-01
HOU TAK SECURITIES LIMITED	Rep	Dealing in securities	2004-08-10	2004-10-12
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2004-08-10