Personnel Hong Kong SFC License Details (ID 101731)

Personnel Hong Kong SFC License Details (ID 101731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-08	2020-01-08
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2017-08-08	2020-01-08
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-09-22	2017-06-01
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-09-22	2017-06-01
XinKong International Securities Limited	Rep	Dealing in futures contracts	2005-10-06	2011-03-01
	Rep	Providing automated trading services	-	2004-01-08
	Rep	Advising on corporate finance	-	2004-10-20
	Rep	Asset management	-	2004-10-20
	Rep	Advising on securities	-	2011-03-01
	Rep	Dealing in securities	-	2011-03-01