| Ambersail Capital Limited | RO | Advising on securities | 2025-08-19 | 2026-04-17 |
| RO | Asset management | 2025-08-19 | 2026-04-17 |
| RO | Dealing in securities | 2025-08-19 | 2026-04-17 |
| ZH SECURITIES LIMITED | RO | Dealing in futures contracts | 2024-02-16 | 2025-06-30 |
| RO | Advising on securities | 2023-03-03 | 2025-06-30 |
| RO | Asset management | 2023-03-03 | 2025-06-30 |
| RO | Dealing in securities | 2023-03-03 | 2025-06-30 |
| Zhongpu International Futures CO., Limited | RO | Dealing in futures contracts | 2022-02-07 | 2022-09-07 |
| RO | Dealing in securities | 2022-02-07 | 2022-09-07 |
| Rep | Dealing in futures contracts | 2022-01-07 | 2022-02-07 |
| Rep | Dealing in securities | 2022-01-07 | 2022-02-07 |
| Leo Asset Management Limited | RO | Advising on securities | 2021-11-16 | 2022-01-03 |
| RO | Asset management | 2021-11-16 | 2022-01-03 |
| Yuen Meta (International) Securities Limited | RO | Dealing in securities | 2021-11-16 | 2022-01-03 |
| HONGKONG RICH & FORTUNE SECURITIES CO., LIMITED | Rep | Advising on securities | 2021-05-05 | 2021-06-30 |
| Rep | Dealing in securities | 2021-05-05 | 2021-06-30 |
| ACU ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-01-28 | 2021-03-19 |
| CPLUS SECURITIES LIMITED | RO | Advising on securities | 2021-01-28 | 2021-03-21 |
| RO | Dealing in securities | 2021-01-28 | 2021-03-21 |
| ACU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-11-20 | 2021-01-28 |
| CPLUS SECURITIES LIMITED | Rep | Advising on securities | 2020-11-20 | 2021-01-28 |
| Rep | Dealing in securities | 2020-11-20 | 2021-01-28 |
| Major Asset Management Limited | RO | Advising on securities | 2020-07-16 | 2020-10-29 |
| RO | Asset management | 2020-07-16 | 2020-10-29 |
| RO | Dealing in securities | 2020-07-16 | 2020-10-29 |
| Rep | Advising on securities | 2020-06-02 | 2020-07-16 |
| Rep | Asset management | 2020-06-02 | 2020-07-16 |
| Rep | Dealing in securities | 2020-06-02 | 2020-07-16 |
| CF ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-03-31 | 2020-04-30 |
| RO | Asset management | 2020-03-31 | 2020-04-30 |
| CF SECURITIES LIMITED | RO | Dealing in securities | 2020-03-31 | 2020-04-30 |
| CF ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-03-25 | 2020-03-31 |
| Rep | Asset management | 2020-03-25 | 2020-03-31 |
| CF SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-25 | 2020-03-31 |
| VAST HARBOUR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2019-02-13 | 2020-01-29 |
| GOLDLINK ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-03-13 | 2020-01-29 |
| RO | Asset management | 2017-03-13 | 2020-01-29 |
| GOLDLINK SECURITIES LIMITED | RO | Dealing in securities | 2016-11-01 | 2020-01-29 |
| Rep | Dealing in securities | 2016-08-25 | 2016-11-01 |
| CORNERSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-06-13 | 2016-08-23 |
| TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2014-12-22 | 2015-06-30 |
| RO | Dealing in securities | 2014-12-22 | 2015-06-30 |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-07-22 | 2014-12-20 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-01-27 | 2014-12-20 |
| RO | Dealing in securities | 2014-01-27 | 2014-12-20 |
| Rep | Dealing in futures contracts | 2014-01-02 | 2014-01-27 |
| Rep | Dealing in securities | 2014-01-02 | 2014-01-27 |
| Futu Securities International (HONG KONG) Limited | RO | Dealing in securities | 2012-10-04 | 2013-06-30 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Dealing in securities | 2011-10-12 | 2012-09-01 |
| Beijing Securities Limited | RO | Dealing in futures contracts | 2011-03-14 | 2011-06-01 |
| RO | Dealing in securities | 2010-10-22 | 2011-06-01 |
| Rep | Dealing in securities | 2010-10-04 | 2010-10-22 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2010-04-08 | 2010-10-01 |
| RO | Dealing in securities | 2010-04-08 | 2010-10-01 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2008-09-19 | 2009-08-25 |
| CHEONG LEE SECURITIES LIMITED | RO | Advising on securities | 2007-08-25 | 2008-04-07 |
| RO | Dealing in securities | 2007-08-07 | 2008-04-07 |
| NEW TREND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-21 | 2007-03-21 |
| Open Securities Limited | RO | Dealing in securities | 2007-03-21 | 2007-07-24 |
| NEW TREND FUTURES LIMITED | RO | Dealing in futures contracts | 2006-08-21 | 2007-01-16 |
| Rep | Dealing in futures contracts | 2006-07-18 | 2006-08-21 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-04 | 2006-06-26 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2005-10-04 | 2006-06-26 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-11-11 | 2005-09-28 |
| Rep | Dealing in futures contracts | 2004-11-11 | 2005-09-28 |
| GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2004-11-11 | 2005-09-28 |
| Rep | Dealing in securities | 2004-11-11 | 2005-09-28 |