Personnel Hong Kong SFC License Details (ID 101746)

Personnel Hong Kong SFC License Details (ID 101746)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAIN ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-03-02	2005-05-31
	Rep	Dealing in securities	2005-02-24	2005-05-31
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Dealing in futures contracts	-	2005-02-18
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-07
	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Providing automated trading services	-	2004-01-07
	Rep	Dealing in securities	-	2005-02-18