| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-14 | 2004-06-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-14 | 2004-06-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-04-30 |
| Rep | Asset management | - | 2003-04-30 |
| Rep | Providing automated trading services | - | 2003-04-30 |
| Rep | Dealing in futures contracts | - | 2003-04-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-04-30 |
| Rep | Advising on securities | - | 2003-04-30 |
| Rep | Asset management | - | 2003-04-30 |
| Rep | Dealing in securities | - | 2003-04-30 |